A RE-EXAMINATION OF THE CASE
By © KEITH BASTERFIELD
Version 2, 25 SEPTEMBER 2011
Introduction:
Whilst re-reading Leslie Keane's 2010 book "UFOs" (Harmony Books, New York),
I came across reference to the 22 August 1968 Australian, Zanthus case which
involved an aircraft.
There are many references in the UFO literature to
this event. The usual summary they provide goes something like this:
"Captains Smith and Gardin were flying near Zanthus, Western Australia when
they spotted "a formation of aircraft," which appeared to be keeping station
with their plane. There was one large object and several smaller ones.
Local air traffic control advised the pilots that there was no known traffic in the area.
For several minutes the aircraft was unable to communicate with air traffic control.
During this time the larger object split into two, and the smaller objects
seemed to move around. Finally, the whole formation joined together
and departed at tremendous speed."
RAAF documentation:
Few people are aware of the full details of this intriguing event.
I found a two page report written by Captain Smith on file series A703,
control symbol 580/1/1 part 10 pages 145, 160 and 218-223.
This was a RAAF Department of Defence file. The Captain's statement
reads as follows.
"Captain Walter Gardin and myself were returning from Adelaide to Perth on
a charter flight. The aircraft was an 8 place Piper Navajo,
registration VH-RTO, and were returning empty from Adelaide.
At the first sighting I was asleep in the cabin, Walter was at the controls.
We were cruising at 8000' with a true airspeed of 190-195kts, tracking
270 degrees magnetic.
"At 0940GMT (1740WST) Walter abruptly woke me up in great excitement
and asked me to come into the cockpit quickly. I did so, and he asked
me if I could see what he was looking at. At first I didn't because
I was still suffering from the effect of sleep, however after about
30 seconds I could see what he was excited about. Some distance
ahead at the same level and about 50 degrees to my right (I was
in the right seat) I saw a formation of aircraft. In the middle
was a larger aircraft, and formatted to the right and left and
above were 4 or 5 smaller aircraft. We were on a track of 270
degrees (M) and these aircraft appeared to be maintaining station
with us.
"Because we hadn't been notified of this traffic I radioed Kalgoorlie
D.C.A. communications centre asking them what traffic they or RAAF had in our
area. The answer was none. So I then notified Kalgoorlie that we
had this formation in sight, and they in turn notified some eastbound traffic
of the danger of unidentified traffic 130nm East of Kalgoorlie.
"At about this time we lost communications with Kalgoorlie on all frequencies.
We were getting Kalgoorlie carrier wave with no voice propagation, only
a hash and static.
"In the next ten minutes I transmitted about 7 times and I believe Walter
did about 6 times with no results. Also at about this time we noticed
that the main ship split into two sections still maintaining the same level,
and the smaller aircraft then flew out left and right, but staying at the
same level, and coming back to the two main halves of the bigger ship.
At this time there appeared to be about 6 smaller aircraft taking turns of
going out and coming back and formatting on the two halves. Sometimes
the two halves joined and split, and the whol cycle continued for ten minutes.
"The shape of the main ship seemed to have the ability to change, not
dramatically, but a change from say, spherical to a slightly elongated
form with the colour maintaining a constant dark grey to black.
However, the smaller craft had a constant cigar shape, and were of a very
dark colour. Their travel out and back had a peculiarity not
associated with normal aircraft in fact they appeared to travel out
and come back without actually turning like a normal aeroplane would have to.
"At 0950GMT the whole formation joined together as if at a single command,
then departed at a tremendous speed. Not disappeared as say, gas would,
but departed in about 3 or 4 seconds, diminishing in size till out of sight.
"The weather at the time of sighting was fine, with no haze above 6000' and
about 2/8 altostratus cloud to the south of us and the other aircraft."
"Notes on UFO:
Captain Gardin and myself discussed the sighting at length during and
after and came to these conclusions:
Whether the UFOs were:
What the RAAF did with this case:
Captain's Smith's statement was attached to a memo from RAAF Headquarter
Pearce, Western Australia to the Department of Air, Canberra, dated 12 November
1968. This memo stated that Smith's account was received by Pearce
on 11 November 1968.
The Department of Air sent a "message form" to Pearce (Flt Lt Martin)
and asked Pearce to contact the Department of Civil Aviation in Perth
"on whether UFO report filed with any DCA agency in this event. In
particular did Smith or Gardin report facts to DCA. Request check
Kalgoorlie on whether pilots radio reported on UFO on 22 Aug."
A telex passed from HQ Pearce to DOA dated 25 Nov 1968 stated "Ref UFO
sighting on 22 Aug 1968. Enquiries with DCA Perth do not show any
reports received. Am now making enquiries with DCA Kalgoorlie on sighting."
On 9 Dec 1968 a memo went from the DAFI to Flt Lt Martin at
Pearce asking for a follow up on the DCA Kalgoorlie angle.
The response from Pearce came in the form of a telex and stated that
DCA Kalgoorlie confirmed "that aircraft VH-RTO on 22 Aug at approx 0940GMT
enquired from APKG if there were any known traffic Zanthus area.
On being informed there was none the aircraft reported sighting of a UFO
in company with six small disc like objects approximately ten miles north
of track FT80 KAL on the same heading and keeping pace with them.
The pilots of VH-RTO confirmed this on arrival APKG at 1038GMT.
Before departing for Perth at 1138 they were advised to make a full report
to RAAF Pearce."
My comments/analysis:
"As with the BOAC Labrador case, the lateral movements of the smaller objects
occurred in a very narrow band ("without actually turning like a normal
aeroplane would have to.") Interestingly, this happened at the same time
the "main ship split into two sections" which might suggest that the inversion
layer became thicker at that point allowing more objects to enter the mirage duct."
This is a particularly interesting case, whether it was an unusual mirage
as posited by Shough, or a "true" UFO.
The RAAF, which was the official body charged with looking into UFO reports,
did not follow it up according to the official documents, despite the
excellent witnesses.
Here was an excellent example of a "UFO" which deserved, but did not
receive a proper scientific examination.
A witness located and interviewed:
So far, I have utilised the details of the 22 Aug 1968, Zanthus, Western
Australia case, as recorded in the RAAF's UFO files. However,
upon reading those documents there were a few questions which arose in my
mind, which I wanted to resolve. What was the size comparison of the
small to large objects? How far to the left and right of the large object did
the small objects travel? Were any radar observations made?
I was fortunate enough, the other day to be able to locate and interview,
by phone, one of the pilots involved in this event. Walter Gardin is now
aged 77, being 34 when the event transpired. He was kind enough to answer
my questions. Here then are my interview notes, which provide some
interesting new details which have not seen the light of day in 43 years.
Interview notes with Walter Gardin 15 Sep 2011:
Q1 What first drew your attention to the formation?
We had heard that a balloon was to be flown from Western Australia to
Sydney. I was flying the aircraft at the time, when I suddenly noticed
an object out of the cockpit window. I looked again but nothing was there.
I was reading a newspaper at the time. On looking up once again, the object
was now present. Later I learnt that the balloon in questions had not flown on
that day. So, the answer to your question is that I first thought it was
a balloon I was seeing.
Q2 The statement said the formation was at the same level as the aircraft.
Does this mean that you looked straight at it, as opposed to needing to look up
or down from the aircraft's horizon?
Yes.
Q3 There was one larger object and several smaller ones. If the
length of the larger object was one unit, what was the length of a smaller object?
1/10th to 1/5th of a unit.
Q4 For the whole ten minutes of viewing, the formation maintained
the same distance.
Does this mean that the angular size of both the larger and smaller objects remained constant?
Yes.
Additional information:
Walter was supposed to provide a position report to DCA Kalgoorlie, during
the time they were out of radio contact with DCA Kalgoorlie. When Kalgoorlie
failed to receive this report they were concerned that the aircraft may have crashed.
Q5 The statement reads "the smaller aircraft then flew out left and right."
If the length of the larger object was one unit, how many units to left and right
did the smaller objects travel?
About 30 degrees. Two smaller objects went to the right and four to the left.
Q6 "At 0950GMT the whole formation joined together."
Does this mean that they became one, and only one object, which diminished
in angular size?
Yes, they all merged. The smaller objects merged with the larger one
by going in to it from underneath. The one object then departed by
going upwards at a 45 degree angle from the aircraft's horizon.
It diminished in size as if receding.
Q7 Was the Sun above the horizon at the time?
Yes.
Q8 Was the Moon or any other object visible in the sky?
No. It was a clear blue sky in the direction of the formation.
Q9 The statement said the weather was fine. Does this
equate to clear sky in the direction of the objects?
Yes. The weather was fine in that direction. Clear blue sky.
Q10 Was there any air turbulence at the time?
No.
Further information:
When they arrived at Kalgoorlie, the police were present, as DCA thought
that the aircraft may have crashed. Walter did not talk to them about his
observations. He understood that Gordon may have appeared later, on
TV or in the paper.
Q11 Kalgoorlie told you that there was no traffic in the
area, when you asked them. Would this have been based on their radar
observation?
Walter and I discussed this point and came to the conclusion that
Kalgoorlie relied on aircraft identifying themselves as being in the area,
rather than radar observations from Kalgoorlie.
Using the web, at http://airwaysmuseum.com, I
located a copy of a 1967 Department of Civil Aviation chart of Australian
controlled airspace and radar coverage. It shows that, at least in 1967,
there was no radar coverage at Kalgoorlie.
Q12 Did your aircraft have radar onboard.
No.
Q13 To your knowledge, was Kaloorlie in receipt of
any other observations of unidentified traffic?
No.
Q14 Did any RAAF personnel ever speak to you or Gordon
about the observations?
RAAF did. Walter recalls someone telling them about a case involving
the US Dewline and of a building in the US where they looked into UFOs.
Q15 Prior to 22 Aug 1968 what was your opinion of UFOs?
UFOs were "bull," (that is he didn't believe in them.)
Q16 Did you change your opinion as a result of the 22 Aug
1968 observation?
Yes. After this episode I formed the opinion that there are other
inhabited planets out there.
Additional information:
While looking at the formation, Walter had a strange sensation, which
lasted for the next six months. He had the feeling that he was "in
the control of people gathering information on people on the earth."
Q17 What radios were onboard the aircraft?
Two UHF and one VHF.
Q17 How many times did the cycle of smaller objects
going outwards and inwards occur?
I saw it three times. Gordon twice.
Q18 Do you know if Gordon Smith is still alive?
I don't know. The last I heard of him he was at a flying school in Perth.
My final comments:
Some very interesting information has emerged from this interview.
Given all the data, from both from the original 1968 documentation,
and this interview, albeit it is 43 years later (why did no one follow this
case up at the time?), I don't believe that the mirage hypothesis is valid.
In my opinion, this event represents an excellent example of the "core"
UFO phenomenon, and deserved a scientific investigation at the time.
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